RIA豁免牌照政策将于5月调整,难度周期预估大幅增长,费用亦🈶调整,需要申请的可以抓紧窗口期安排!
Effective May 11, 2026, FINRA will introduce identity verification through http://ID.me/ as a new security requirement. This enhancement will apply for certain accounts when accessing systems on the FINRA Entitlement Platform.